Introduction to Securities & Investment

OVERVIEW

The objective of the examination is to provide candidates with a basic introduction to the financial services industry with a focus on investments.

The examination will test candidates’ knowledge and understanding of the following elements:

• Introduction
• Economic Environment
• Equities
• Bonds
• Other Markets and Investments
• Derivatives
• Investment Funds
• Financial Services Regulation
• Taxation, Investment Wrappers and Trusts
• Other Financial Products
• Financial Advice

WHO SHOULD ATTEND

• New entrants to the financial services sector: Anyone starting a career in financial services can use this as a foundational qualification.
• Staff in non-investment-focused roles: The broad overview is useful for professionals in areas like administration, finance, IT, customer services, sales, marketing, and HR.
• Existing financial professionals: It is a good option for those who want to increase your industry knowledge but are not directly involved in investment decisions.
• Aspiring to higher-level qualifications: This is the first step in many higher-level CISI qualifications.

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